Privacy Policy
PRIVACY DISCLOSURE DOCUMENT
01/01/2010
Simmons Asset Management, LLC’s primary client goal is to protect your privacy.
To conduct regular business, we may collect nonpublic personal information from sources such as:
- Information reported by you on applications or other forms you provide to us
- Information about your transactions with us, our affiliates, or others
As Simmons Asset Management, LLC shares nonpublic information solely to service our client accounts, we do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law.
- Information the firm receives from clients on applications (name, social security number, address, assets, etc.)
- Information about client transactions with our firm or others (account information, payment history, parties to transactions, etc.)
At times, we may disclose nonpublic personal information to unaffiliated third parties. We may share any of the information that we collect as described above. We may disclose nonpublic personal information about you to certain types of unaffiliated third parties in connection with providing advisory services:
- Financial service providers such as mortgage brokers, insurance companies, or broker dealers
Information Safeguarding
Simmons Asset Management, LLC will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, we will maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.
Opt-Out Procedure
If you prefer that Simmons Asset Management, LLC not take your nonpublic personal information and provide it to a nonaffiliated firm, you may direct us not to make or permit such disclosures by contacting us at the following number: 1 (225) 612-2442.